FINRA Issues Regulatory Notice on Customers' and Employees' Right To Choose Securities Arbitration. Issue 8 (September 2016)
- Record Type:
- Journal Article
- Title:
- FINRA Issues Regulatory Notice on Customers' and Employees' Right To Choose Securities Arbitration. Issue 8 (September 2016)
- Main Title:
- FINRA Issues Regulatory Notice on Customers' and Employees' Right To Choose Securities Arbitration
- Authors:
- Gross, Jill I.
- Abstract:
- Abstract : Access to arbitration in the securities industry's regulated forum is supposed to be guaranteed to customers with brokerage accounts and to employees of broker‐dealers under Financial Industry Regulatory Authority Inc. Rules 12200 and 13200.
- Is Part Of:
- Alternatives to the high cost of litigation. Volume 34:Issue 8(2016:Sep.)
- Journal:
- Alternatives to the high cost of litigation
- Issue:
- Volume 34:Issue 8(2016:Sep.)
- Issue Display:
- Volume 34, Issue 8 (2016)
- Year:
- 2016
- Volume:
- 34
- Issue:
- 8
- Issue Sort Value:
- 2016-0034-0008-0000
- Page Start:
- 113
- Page End:
- 121
- Publication Date:
- 2016-09
- Subjects:
- Actions and defenses -- Periodicals
Dispute resolution (Law) -- United States -- Periodicals
347.09 - Journal URLs:
- http://onlinelibrary.wiley.com/journal/10.1002/(ISSN)1549-4381 ↗
http://onlinelibrary.wiley.com/ ↗ - DOI:
- 10.1002/alt.21646 ↗
- Languages:
- English
- ISSNs:
- 1549-4373
- Deposit Type:
- Legaldeposit
- View Content:
- Available online (eLD content is only available in our Reading Rooms) ↗
- Physical Locations:
- British Library DSC - 0803.684500
British Library DSC - BLDSS-3PM
British Library HMNTS - ELD Digital store - Ingest File:
- 359.xml