Money Laundering Compliance. (2023)

• Record Type: Book
• Further Information: Note: Tim Bennett.
• Authors: Bennett, Tim
• Contents: 1. Introduction: FATF; The Core Principles, and Towards a 'Cashless Society' 2. The UK AML/CFT Framework – Background 3. The UK AML/CFT Framework - The Principal UK ML Offences 4. The UK AML/CFT Framework – Failure to Disclose and Tipping-Off5. The UK AML/CFT Framework: Tracing, Asset Recovery; Forfeiture; UWO6. The UK AML/CFT Framework – ML Regs 2017, JMLSG Guidance 2020, Company UBO Registers; Trust Registers/ Registration; Economic Crime (Transparency & Enforcement) Act 2022 7. The UK AML/CFT Framework – Technical Issues 8. Fiscal Offences, Foreign Tax Enforcement, FATCA; Whistleblowers and Data Leaks 9. EU Initiatives; AML Directives; UBO Registers; 'the DACs'; the Impact of UK Brexit 10. Tax Transparency, Data Leaks, Theft and Penetration, TIEAs, OECD Automatic Exchange of Tax Information ('AEoI'); the Common Reporting Standard ('CRS') 11. Customer Due Diligence (CDD): Compliance and the 'Risk-Based Approach'; PEPs 12. AML/CFT RegTech: Databases; New Forms of CDD Verification (websites & Mobile Apps) e-Training and Qualifications 13. SAR (STR) Reporting Procedures; Post-SAR Dealings; DAML; Fines and Penalties 14. Sector Specific: Legal and Accountancy Professionals and Practitioners 15. Sector Specific (CSP Issues): Economic Substance; UBO Registers/FATF Rec 24; PSCs) 16: Sector Specific (Trustee, Executor and TSP Issues: Trust Registers/ FATF Rec 25) 17. Sector Specific: Banks, Family Offices, Investment Managers and Funds 18. Virtual/Crypto currencies/assets; VASPs; AML/CFT Aspects; Post-FTX Exchange Collapse 19. AML in Some Selected Non-UK Jurisdictions (Including their Company SC UBO Registers, Trust Registers, and Economic Substance Initiatives) 20. Bribery and Corruption; Russian/Oligarch Sanctions Lists (OFAC, EU, OFSI, etc) 21. Concerns, Predictions and Conclusions (and Further Reading).
• Edition: Fourth edition
• Publisher Details: London : Bloomsbury Professional
• Publication Date: 2023
• Extent: 1 online resource (696 pages)
• Subjects: Banking law; Banking; Financial services law & regulation; International law; Law -- Banking; Law
• Languages: English
• ISBNs: 9781526525963; 1526525968
• Related ISBNs: 9781526525956
• Access Rights: Legal Deposit; Only available on premises controlled by the deposit library and to one user at any one time; The Legal Deposit Libraries (Non-Print Works) Regulations (UK).
• Access Usage: Restricted: Printing from this resource is governed by The Legal Deposit Libraries (Non-Print Works) Regulations (UK) and UK copyright law currently in force.