Market Abuse and Insider Dealing. (2022)

• Record Type: Book
• Further Information: Note: Barry Rider, Kern Alexander, Stuart Bazley, Jeffrey Bryant.
• Authors: Rider, Barry; Alexander, Kern; Bazley, Stuart; Bryant, Jeffrey
• Contents: Chapter 1 The nature of insider dealing and market abuse Chapter 2 Insider dealing: the civil law Chapter 3 The main offences of insider dealing – dealing on the basis of inside information Chapter 4 The market abuse regime Chapter 5 FSMA criminal offences of market manipulation Chapter 6 Fraud and financial crime Chapter 7 Anti-money laundering and proceeds of crime Chapter 8 Conflicts of interest Chapter 9 Issuer disclosure and liability Chapter 10 Information gathering Chapter 11 Investigations Chapter 12 Enforcement issues Chapter 13 Compliance procedures and systems Chapter 14 Personal liability of senior managers and compliance officers Chapter 15 Control liability Chapter 16 The impact of other laws: domestic and overseas.
• Edition: Fourth edition
• Publisher Details: London : Bloomsbury Professional
• Publication Date: 2022
• Extent: 1 online resource (496 pages)
• Subjects: Banking law; Law -- Banking; Law
• Languages: English
• ISBNs: 9781526509116; 1526509113
• Related ISBNs: 9781526509109
• Access Rights: Legal Deposit; Only available on premises controlled by the deposit library and to one user at any one time; The Legal Deposit Libraries (Non-Print Works) Regulations (UK).
• Access Usage: Restricted: Printing from this resource is governed by The Legal Deposit Libraries (Non-Print Works) Regulations (UK) and UK copyright law currently in force.