Advanced Introduction to U.S. Federal Securities Law. (2022)

• Record Type: Book
• Further Information: Note: Thomas L. Hazen.
• Authors: Hazen, Thomas L
• Contents: Contents: Preface 1. Introduction and Scope of U.S. Securities Laws 2. Regulating Securities Distributions—Securities Act of 1933 3. 1933 Act Registration Exemptions 4. 1933 Act Liabilities 5. 1934 Act 6. 1934 Act Liabilities 7. Insider Trading 8. Market Regulation 9. The Trust Indenture Act of 1939 10. The Investment Company Act of 1940 11. The Investment Advisers Act of 1940 Index.
• Publisher Details: Cheltenham : Edward Elgar Publishing
• Publication Date: 2022
• Extent: 1 online resource (192 pages)
• Subjects: Law -- Securities; Financial law; LAW -- Business & Financial; Investment & securities; Capital markets & securities law & regulation
• Languages: English
• ISBNs: 9781802206258; 1802206256
• Related ISBNs: 9781802206241
• Access Rights: Legal Deposit; Only available on premises controlled by the deposit library and to one user at any one time; The Legal Deposit Libraries (Non-Print Works) Regulations (UK).
• Access Usage: Restricted: Printing from this resource is governed by The Legal Deposit Libraries (Non-Print Works) Regulations (UK) and UK copyright law currently in force.