Financial Advice and Investor Protection : Comparative Law and Practice /: Comparative Law and Practice. (2021)

• Record Type: Book
• Further Information: Note: Sandra Booysen.
• Editors: Booysen, Sandra
• Contents: Contents: Foreword by Peter Ellinger xiv Preface xvi PART I INTRODUCTION 1 Financial advice and investor protection: a comparative overview 2 Sandra Booysen 2 Robo financial advice: the new frontier 19 Yaru Chia PART II THE PRIVATE LAW 3 Tort law as regulation in the financial industry 39 Christian Witting 4 Financial advice and the duty to advise 64 Sandra Booysen 5 Non-reliance clauses, entire agreement clauses and contractual estoppel 84 Hugh Beale QC FBA with Georgia Palmer 6 Banks, financial intermediaries and fiduciary duties 106 Gerard McMeel QC 7 Causation, remoteness and calculation of damages for financial mis-selling 130 Katy Barnett PART III A JURISDICTIONAL PERSPECTIVE 8 From disclosure to design: the Australian regulatory response to mis-selling to consumer investors by financial services providers 165 Jeannie Marie Paterson 9 China: confronting a growing wealth management sector 190 Alex Zhou Qin 10 Hong Kong: balancing laissez-faire and investor protection 214 Carrie Ding Chunyan and John Ho 11 Singapore: boosting regulation to protect vulnerable investors 237 Dora Neo 12 The United Kingdom: the primacy of regulation in protecting the retail investor 261 Keith Stanton 13 The United States of America: shifting conduct standards for retail investment advice 284 Mercer Bullard Bibliography Index.
• Publisher Details: Cheltenham : Edward Elgar Publishing
• Publication Date: 2021
• Extent: 1 online resource (384 pages)
• Subjects: Law -- Business & Financial; Financial services law & regulation; LAW -- Consumer; Consumer protection law
• Languages: English
• ISBNs: 9781800884625; 1800884621
• Related ISBNs: 9781800884618
• Access Rights: Legal Deposit; Only available on premises controlled by the deposit library and to one user at any one time; The Legal Deposit Libraries (Non-Print Works) Regulations (UK).
• Access Usage: Restricted: Printing from this resource is governed by The Legal Deposit Libraries (Non-Print Works) Regulations (UK) and UK copyright law currently in force.