The Law of Capital Markets in the EU : Disclosure and Enforcement /: Disclosure and Enforcement. (2018)

• Record Type: Book
• Further Information: Note: Konstantinos Sergakis.
• Authors: Sergakis, Konstantinos
• Contents: PART I: INTRODUCTION TO THE LAW OF CAPITAL MARKETS IN THE EU 1. The Foundations of the Law of Capital Markets in the EU 2. Markets, Participants and Financial Instruments 3. Supervision and Sanctions PART II: LISTED COMPANIES AND DISCLOSURE OBLIGATIONS 4. Prospectus Disclosure Obligations 5. Periodic Disclosure Obligations 6. Episodic Disclosure Obligations 7. Transparency of Ownership Structures PART III: INAPPROPRIATE MARKET PRACTICES AND MARKET INTEGRITY 8. Insider Dealing 9. Market Manipulation 10. Short Selling PART IV: GATEKEEPERS 11. Investment Firms 12. Financial Analysts 13. Credit Rating Agencies 14. Proxy Advisors.
• Publisher Details: London : Hart Publishing
• Publication Date: 2018
• Extent: 1 online resource (314 pages)
• Subjects: Finance; Law -- Taxation; Business & Economics -- Finance; Financial law
• Languages: English
• ISBNs: 9781509958498; 1509958495
• Related ISBNs: 9781137518460
• Access Rights: Legal Deposit; Only available on premises controlled by the deposit library and to one user at any one time; The Legal Deposit Libraries (Non-Print Works) Regulations (UK).
• Access Usage: Restricted: Printing from this resource is governed by The Legal Deposit Libraries (Non-Print Works) Regulations (UK) and UK copyright law currently in force.