Eversheds Sutherland - the employment practitioner's guide to financial institutions : key aspects of the regulatory framework /: key aspects of the regulatory framework. (2019)

• Record Type: Book
• Other Titles: Employment practitioner's guide to financial institutions
• Further Information: Note: Edited by Paul Fontes, Elizabeth Graves, Susan Mayne.
• Editors: Fontes, Paul; Graves, Elizabeth; Mayne, Susan
• Contents: 1 Background to the accountability regime 2 The Senior Managers Regime 3 Certification Regime 4 Fitness and Propriety 5 Regulatory References 6 The SMCR Conduct Rules 7 Remuneration 8 Bonuses and Employment Law Considerations 9 Performance Management and Remuneration Incentives 10 Whistleblowing in Financial Institutions 11 Women in Finance and Gender Pay 12 Senior Managers and Certification Regime for Insurers 13 Enforcement and the SMCR Appendix 1 SYSC 22: Regulatory references Appendix 2 SYSC 18: Whistleblowing Appendix 3 SUP 10C7.3 G Guidance on how the other overall responsibility function applies Appendix 4 Submitting statements of responsibilities: examples of how the requirements work Appendix 5 FCA Policy statement PS18/4: Credit card market study Appendix 6 GC18/4: Senior Managers and Certification Regime – Proposed guidance on statements of responsibilities for FCA firms Appendix 7 Guide for FCA solo regulated firms.
• Publisher Details: London : Bloomsbury Professional
• Publication Date: 2019
• Extent: 1 online resource
• Subjects: 346.082; Financial institutions -- Law and legislation; Financial institutions -- Management; Liability (Law)
• Languages: English
• ISBNs: 9781526504210; 9781526504227
• Related ISBNs: 9781526504203
• Notes: Note: Description based on CIP data; resource not viewed.
• Access Rights: Legal Deposit; Only available on premises controlled by the deposit library and to one user at any one time; The Legal Deposit Libraries (Non-Print Works) Regulations (UK).
• Access Usage: Restricted: Printing from this resource is governed by The Legal Deposit Libraries (Non-Print Works) Regulations (UK) and UK copyright law currently in force.