The compliance revolution : how compliance needs to change to survive /: how compliance needs to change to survive. (2015)

• Record Type: Book
• Further Information: Note: David Jackman.
• Authors: Jackman, David
• Contents: Preface Acknowledgments About the Author Part I: The Bigger Picture Chapter 1: Compliance Revolution Initial Questions Chapter 2: General Model of Regulatory and Compliance Development Regulatory Development Regulatory Toolkits Conclusion References Chapter 3: Is Compliance Worth the Money? 2008 Financial Crisis The Legacy of Failure A Decade of Disasters Increasing Compliance Spend Conclusion References Part II: What to Do Differently Chapter 4: Ethics Ethics in Regulation and Compliance An Ethical Framework for Financial Services Ethics in Business How Should a Compliance Practitioner Approach Ethics? Ethics at Work Versus Ethics at Home Steps Towards Developing Ethics Main Tools for Identifying and Applying Corporate Ethics Three Critical Steps in Establishing Ethics Ethics in Regulation Principles and Ethics The Advantages of Principles Principle-Based Regulation Conclusion References Chapter 5: Culture Pro-Compliance Culture What is Culture? What is a Values-Led Mindset? Changing and Embedding Culture How to Change Culture Creating Crucibles in Regulation Examples Regulatory Methodologies Fair Dealing In Singapore Measuring Culture Conclusion References Chapter 6: Governance Why Does Governance Matter? What is Corporate Governance? The Board’s Role Governance in Singapore Bank of International Settlements Comply or Explain A Model of ‘Good Governance’ 10 Principles of Good Governance Conclusion Review: The State of Corporate Governance References Chapter 7: Outcomes Why is This Step Up So Significant? What is Outcome? Why is Outcome So Important? Development Matrix Creating a New Role for Compliance Outcomes in Regulation New Criteria for Enforcement Conclusion References Part III: What You Really Need to Know Chapter 8: Community The Importance of Community The Role of Companies The Social Usefulness of Banks Role of Compliance Definition of ‘Community’ Community Principles Sustainable Communities Principles – What Do They Mean? Development Matrices Corporate Social Responsibility New Reporting Standards Behavioural Economics Conclusion References Chapter 9: Corporate Faith What is Corporate Faith? Managing Corporate Faith The Value of Corporate Faith Dimensions of Corporate Faith How Faith Develops Faith into Practice How Compliance Develops Professionalism Judgment-Based Compliance Conclusion Chapter 10: Corporate Maturity What is Maturity? Maturity and a Direction of Travel Unconditionality The Hidden Process Corporate Maturity framework ‘Cavitation’ Connecting the Five Stages of Development with the Five Levels of Maturity Conclusion
• Edition: 1st
• Publisher Details: Hoboken, New Jersey : John Wiley & Sons, Inc
• Publication Date: 2015
• Extent: 1 online resource
• Subjects: 658.4083; Corporation law; Social responsibility of business; Compliance
• Languages: English
• ISBNs: 9781119020615
• Notes: Note: Description based on CIP data; resource not viewed.
• Access Rights: Legal Deposit; Only available on premises controlled by the deposit library and to one user at any one time; The Legal Deposit Libraries (Non-Print Works) Regulations (UK).
• Access Usage: Restricted: Printing from this resource is governed by The Legal Deposit Libraries (Non-Print Works) Regulations (UK) and UK copyright law currently in force.