1. A new SEC enforcement direction for 2014. Issue 2 (3rd June 2014) Authors: Fons, Randall; Rowe, Tiffany Journal: Journal of investment compliance Issue: Volume 15:Issue 2(2014) Page Start: 4 Record Type: Journal Article View Content: Available online (eLD content is only available in our Reading Rooms) ↗
2. A new SEC enforcement direction for 2014. Issue 2 (3rd June 2014) Authors: Fons, Randall; Rowe, Tiffany Journal: Journal of investment compliance Issue: Volume 15:Issue 2(2014) Page Start: 4 Record Type: Journal Article View Content: Available online (eLD content is only available in our Reading Rooms) ↗
3. AIMA journal : the global forum for the alternative investment management industry.: the global forum for the alternative investment management industry. Number 100 (2014) Other Names: Alternative Investment Management Association, issuing body. Record Type: Journal Issue Extent: Illustrations (colour) View Content: Available online (eLD content is only available in our Reading Rooms) ↗
4. AIMA journal : the global forum for the alternative investment management industry.: the global forum for the alternative investment management industry. Number 101 (2014) Other Names: Alternative Investment Management Association, issuing body. Record Type: Journal Issue Extent: Illustrations (colour) View Content: Available online (eLD content is only available in our Reading Rooms) ↗
5. AIMA journal : the global forum for the alternative investment management industry.: the global forum for the alternative investment management industry. Number 98 (2014) Other Names: Alternative Investment Management Association, issuing body. Record Type: Journal Issue Extent: Illustrations (colour) View Content: Available online (eLD content is only available in our Reading Rooms) ↗
6. AIMA journal : the global forum for the alternative investment management industry.: the global forum for the alternative investment management industry. Number 99 (2014) Other Names: Alternative Investment Management Association, issuing body. Record Type: Journal Issue Extent: Illustrations (colour) View Content: Available online (eLD content is only available in our Reading Rooms) ↗
7. AML compliance for foreign correspondent accounts: a primer on beneficial ownership requirements and other challenges. Issue 1 (27th February 2014) Authors: N. Davilas, Christina Journal: Journal of investment compliance Issue: Volume 15:Issue 1(2014) Page Start: 4 Record Type: Journal Article View Content: Available online (eLD content is only available in our Reading Rooms) ↗
8. AML compliance for foreign correspondent accounts: a primer on beneficial ownership requirements and other challenges. Issue 1 (27th February 2014) Authors: N. Davilas, Christina Journal: Journal of investment compliance Issue: Volume 15:Issue 1(2014) Page Start: 4 Record Type: Journal Article View Content: Available online (eLD content is only available in our Reading Rooms) ↗
9. Broker-dealers need to respond to recent focus on cybersecurity threats. Issue 2 (3rd June 2014) Authors: Petron, David; Wolk, Michael; McNicholas, Edward Journal: Journal of investment compliance Issue: Volume 15:Issue 2(2014) Page Start: 29 Record Type: Journal Article View Content: Available online (eLD content is only available in our Reading Rooms) ↗
10. Broker-dealers need to respond to recent focus on cybersecurity threats. Issue 2 (3rd June 2014) Authors: Petron, David; Wolk, Michael; McNicholas, Edward Journal: Journal of investment compliance Issue: Volume 15:Issue 2(2014) Page Start: 29 Record Type: Journal Article View Content: Available online (eLD content is only available in our Reading Rooms) ↗