1. FINRA releases new guidance regarding social media and digital communications. Issue 4 (6th November 2017) Authors: Sacks, Russell; Morton, Jennifer; Jordan, Jenny; Blau, Steven; Kelly, Sean Journal: Journal of investment compliance Issue: Volume 18:Issue 4(2017) Page Start: 40 Record Type: Journal Article View Content: Available online (eLD content is only available in our Reading Rooms) ↗
2. Preparing for market disruption: circuit breakers and discretionary trading halts. Issue 3 (1st July 2021) Authors: Morton, Jennifer; Sacks, Russell; Jordan, Jenny Ding; Blau, Steven; Kelly, P. Sean; Pugliese, Taylor; Lewis, Andrew; Maddox, Caitlin Hutchinson Journal: Journal of investment compliance Issue: Volume 22:Issue 3(2021) Page Start: 217 Record Type: Journal Article View Content: Available online (eLD content is only available in our Reading Rooms) ↗