Author/Creator: Hunnius, Patrick - British Library Electronic Legal Deposit Catalogue-Journal Issues and Articles Search Results

Author/Creator Hunnius, Patrick

1. SEC asset management unit's enforcement priorities for 2015 – conflicts of interest. Issue 2 (6th July 2015)

Authors:: Weiner, Perrie Michael; Hunnius, Patrick; Crain, Sean R.
Journal:: Journal of investment compliance
Issue:: Volume 16:Issue 2(2015)
Page Start:: 22
Record Type:: Journal Article
View Content:: Available online (eLD content is only available in our Reading Rooms) ↗

2. Prepare for the magnifying glass: SEC hikes scrutiny of asset managers – 4 steps to consider. Issue 1 (5th May 2015)

Authors:: Weiner, Perrie Michael; Hunnius, Patrick; Alexander, Grant
Journal:: Journal of investment compliance
Issue:: Volume 16:Issue 1(2015)
Page Start:: 49
Record Type:: Journal Article
View Content:: Available online (eLD content is only available in our Reading Rooms) ↗

3. Prepare for the magnifying glass: SEC hikes scrutiny of asset managers – 4 steps to consider. Issue 1 (5th May 2015)

Authors:: Weiner, Perrie Michael; Hunnius, Patrick; Alexander, Grant
Journal:: Journal of investment compliance
Issue:: Volume 16:Issue 1(2015)
Page Start:: 49
Record Type:: Journal Article
View Content:: Available online (eLD content is only available in our Reading Rooms) ↗