Author/Creator: Do, Yean - British Library Electronic Legal Deposit Catalogue-Journal Issues and Articles Search Results

Author/Creator Do, Yean

1. SEC framework and no-action letter provide guidance on analyzing whether a digital asset is a security. Issue 4 (27th November 2019)

Authors:: Berman, Kenneth J.; Hayes, Morgan J.; Kaplan, Matthew E.; Lim, Byungkwon; Murphy, Gary E.; Do, Yean; Steinberg, Jonathan R.
Journal:: Journal of investment compliance
Issue:: Volume 20:Issue 4(2019)
Page Start:: 68
Record Type:: Journal Article
View Content:: Available online (eLD content is only available in our Reading Rooms) ↗

2. SEC framework and no-action letter provide guidance on analyzing whether a digital asset is a security. Issue 4 (4th November 2019)

Authors:: Berman, Kenneth J.; Hayes, Morgan J.; Kaplan, Matthew E.; Lim, Byungkwon; Murphy, Gary E.; Do, Yean; Steinberg, Jonathan R.
Journal:: Journal of investment compliance
Issue:: Volume 20:Issue 4(2019)
Page Start:: 68
Record Type:: Journal Article
View Content:: Available online (eLD content is only available in our Reading Rooms) ↗